Electronic Communication Surveillance

eComms Surveillance

Keep an eye on everything

surveillance of all electronic interactions

Think about this for a second; if you were to surveil, 检查和控制所有的外部和内部沟通是否符合要求, how much time would you spend? 

凭借365足彩外围网站app的eComms Surveillance,您将获得365足彩外围网站app领先、业务关键的合规软件和平台, 你可以完全依靠他们来监视你吗, create notifications, alerts and reports. 

eComms Surveillance sees everything, and with some input from you, 它会提醒您,并让您知道何时以及如何对可能的违规行为作出反应. With the detections models and the advanced workflow,你就能够高效地监控你的整个互动.

它可以让你管理和升级每一个案例,只需点击一个按钮.

Connect the silos with eComms Surveillance

Financial Services and other entities, that deal with transactions and trading, 必须监视多个接触点和几个基于竖井的应用程序中的所有交互和通信吗, 调查和监测财务数据和行为模式. 这是由于多德-弗兰克法案和MAR等当局的规定.

Data is often spread across several silos, managed by people, who don’t really communicate efficiently. This means the quality and quantity of the data, the processes, 每个竖井的完整性和可访问性通常是不同的. 这使得合规官员很难跟踪并遵守MAR和DODD Frank法规.

这些规定要求对多个地点和不同格式的数据集进行彻底调查和深入研究,以便进行必要的风险分析, investigations and monitoring.

通过eComms Surveillance,您将获得一个由人工智能驱动的虚拟合规官, that unities all datasets across all silos. eComms Surveillance performs the job in a vigilant, impactful, powerful, cost-efficient and accurate way. 这使得您的合规官员可以专注于实际决策而不是研究.

eComms Surveillance Features

Customization​

Customization​

没有任何组织是相同的,所以我们根据您的需求和目标定制365足彩外围网站app.

Integrated Data Surveillance​

Integrated Data Surveillance​

这些365足彩外围网站app将数据集和数据源链接并结合起来,从而实现完整的端到端监控平台.

Support​

Support​

You'll be connected to expert support, 因此,您的eComms监视365足彩外围网站app是调整和最适合您的需求,在任何时候.

Detect with precision

eComms Behavioral Models

The behavioral models analyze, surveil and detect behavior, motivation and intention patterns, 否则,这将被隐藏在大量的数据和竖井后面.

基于机器学习和人工智能,该365足彩外围网站app主动检测结构化数据(交易数据)中的行为模式, personal information, market news, etc.)和非结构化数据(语音、短信、电子邮件、文本、电子邮件等).).

我们的行为模型是现成的,所有北欧语言都有, making it easy for you to implement and get started.

随着通信通道数量的增加(包括内部和外部),您很可能也会获得越来越多的eComms数据. This makes work harder for any compliance officer.

Fortunately for you, 我们的eComms监控365足彩外围网站app和我们的专家可以为您设置一切, and customize the behavioral models for your business. 

And the best thing; the complete eComms lifecycle can be automated.

Examples of behavioral models

Market Abuse

Insider trading 当一个雇员根据非365足彩外围网站app行事,通过买卖股票获得优于股票365足彩外围网站app的优势.

Front running 当一个经纪人在代表客户完成一笔大宗购买之前就自己购买了股票,从而操纵了365足彩外围网站app吗.

Collusion is when two or more companies, who are normally in competition with one another, 共谋和共谋来推动对产品/服务的需求. 因此,操纵和获得对365足彩外围网站app的优势.

Information Handling

Insider information is the step before insider trading is made. It is the information that led to insider trading.

Deceptive practices 公司代表是否故意误导或欺骗客户.

Trade secrets 关于公司的信息是否可以为公司提供竞争优势,然后用来获得不公平的365足彩外围网站app优势. 

Employee Misconduct

Money Laundering 当有人试图把非法获得的钱变成合法获得的钱.

Kickbacks 是否有人为了获得某种形式的365足彩外围网站app优势而付给别人一笔钱, which then is unfairly obtained. 

Bragging 当一个经纪人真的在吹嘘一笔成功的交易,有价值的信息等等., which will give him/her an advantage on the stock market.

customized and Advanced Workflow

来自Shield的eComms监视的最新功能是高级工作流程(read the story here). 高级工作流允许合规官员打破数据竖井,并在创建时连接所有相关的同事, updating, amending the datasets, in the most advanced but simple to use workflow application.

任何金融服务组织或其他受监管实体的流程和程序因组织而异. 这就是为什么可以定制所有的工作流以最适合您的业务流程. 我们基于大量的数据集和行为模型来开发它们.

高级工作流是任何合规官员的宝贵盟友.

Trade reconstruction

交易重建功能通过使用Shield强大的专有金融背景识别(FCR)引擎,确保高效和精确的重建. 它为企业提供了多层重建堆栈,并无缝连接eComms和交易数据.

受管制的组织可以大大提高案例管理过程中的遵从性和敏捷性水平.

Benefits from trade reconstruction

确保交易和通信数据的准确性,应对多种监管.

确保交易和通信数据的准确性,应对多种监管.

将调查和案件管理时间从数天减少到数小时.

将调查和案件管理时间从数天减少到数小时.

Avoid huge audit fees and reputational hits

Avoid huge audit fees and reputational hits

Keep your business steady

Keep your business steady

Trade reconstruction is provided by default

Trade reconstruction is provided by default

Normalization and enrichment of all data

Normalization and enrichment of all data

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